(i) where the transaction is executed by an entity that carries out securities intermediation (e.g., a stockbroker or a bank), where such entity must be able to evidence that it provided advice to the investor and that the transaction is suitable for the investor's investment profile; (ii) where the investor provides evidence of having received advice from an institution that provides investment advisory services and that such institution is regulated by the BCU.
Additional comments regarding the legal situation for crowdfunding, crowdinvesting and crowdlending platforms or what FinTech’s must be aware of in this business area
Please refer to our comments under e) Legal affairs iii).
Economic conditions
Market size for crowdfunding, crowdinvesting and crowdlending platforms and biggest companies in this business area
Currently, there are no Crowdfunding Companies in business, and we are not aware of any licensing application that may be ongoing.
Additional comments regarding the economic situation for crowdfunding, crowdinvesting and crowdlending platforms or what FinTech’s must be aware of in this business area
Please refer to our comments in b) Legal affairs iii).