Name
Global FinTech Guide
Country Name
Slovenia
SectionTitle
Asset and portfolio management
Body
FinTechs belonging to this category offer asset and portfolio management services via an internet platform or software programs and usually manage and dispose of the assets of their customers long or short term according to their specifications without actually holding the property or the possession of those assets. FinTechs, which provide information about and access to overnight or time deposit accounts at national and foreign banks and which execute the transactions to these accounts, also belong to this category. Some FinTechs however only act on request of the customer.

Aside from that some FinTechs offer software or internet solutions enabling users to manage and plan their personal finances on their own by providing graphics, overviews and compilations of their financial data and sometimes indicating financial risks or opportunities, but without actually managing the assets.

Introduction

Attitude of the country towards modern asset and portfolio management services

Modern asset and portfolio management services are not widely used and known in Slovenia. However, we believe there are no reservations regarding such services. 

Legal affairs

Obligations and requirements to provide asset and portfolio management, or ancillary services described above

Asset and portfolio management is considered an investment service and activity, which can be performed only by entities as listed under point c.(ii).

Additional comments regarding the legal situation for asset and portfolio management services or what FinTech’s must be aware of in this business area

N/A.

Economic conditions

Market size for asset and portfolio management services and biggest companies in this business area

No official data is available. 

Additional comments regarding the economic situation for asset and portfolio management services or what FinTech’s must be aware of in this business area

N/A.
 

 

Authors

Disclaimer

© 2022, Ketler & Partners, member of Karanovic. All rights reserved by Ketler & Partners, member of Karanovic as author and the owner of the copyright in this chapter. Ketler & Partners, member of Karanovic has granted to Multilaw non-exclusive worldwide license to use and include this chapter in this guide and to sublicense Lexis Nexis, a division of RELX Inc. and its affiliates certain rights to use and distribute this guide.

The information in this guide provides a general overview at the time of publication and is not intended to be a comprehensive review of all legal developments nor should it be taken as opinion or legal advice on the matters covered. It is for general information purposes only and readers should take legal advice from a Multilaw member firm.

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