Country _ Name
Switzerland
SectionTitle
RegTech and compliance management
Body
RegTech is composed of the words 'regulatory' and 'technology'. It is a collective term for the application of modern technologies, to get the increasing regulation in the banking- and financial sector under control both from an IT and a legal standpoint.

Introduction

Attitude of the country towards RegTech-services

The climate in Switzerland is positive towards RegTech services and according to a recent overview of Swisscom, a number of Start-ups in the field of RegTech (enterprise risk management, investment risk management, AML/KYC, authentication) are active in Switzerland. However, it is worthwhile to note that the Swiss legislator focuses on a technology-neutral design of the regulation.

Legal affairs

Obligations and requirements to provide RegTech-services

Currently no specific rules apply to RegTech-services provider. However, if a FINMA regulated financial service provider uses the services of RegTech-service provider, the rules of the FINMA Circular 2018/3 "Outsourcing – banks and insurers" applies.

Additional comments regarding the legal situation for RegTech-services or what RegTech’s must be aware of in this business area

N/A

Economic conditions

Market size for RegTech-services and biggest companies in this business area

No data available.

Additional comments regarding the economic situation for RegTech-services or what RegTech’s must be aware of in this business area

N/A

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